On April 25, 2012, Chairman Spencer Bachus introduced the Investment Adviser Oversight Act. If enacted into law, the bill will close a significant regulatory gap that allows advisors to go largely unsupervised while broker-dealers performing similar services are subject to regulatory examinations on a two year cycle. Ultimately, the bill will enhance investor protection and level the playing field for all financial advisors by closing this regulatory gap.
CALL TO ACTION:Please support the Investment Adviser Oversight Act by sending your Congressman a letter urging them to support the Investment Adviser Oversight Act. The whole process will take less than 5 minutes.
Please fill out your information, view the letter and send it to your Representative. While the letter provides suggested text, please feel free to personalize it to more accurately reflect how the legislation will enhance your business, the industry and your clients.
It is essential to our advocacy efforts that your voice be heard by members of the House of Representatives. So please take a moment today to send the letter to your Representative.
Thank you again for your continued involvement in FSI.
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